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Build Trust. Move Fast. Stay Compliant.

From seed-stage fintechs to established financial services firms, I help organizations navigate complex regulatory landscapes while shipping product at startup speed.

Trusted by Fortune 500 Leaders

The Coca-Cola Company
Cigna
Optum Health
Lumen Technologies
Fannie Mae
Marriott
CDW
WWT
Carter's
Katalon
Hood Container
Envista Forensics
Cardow Jewelers
COR Partners
Eberl's
Payspan

Sound Familiar?

These are the challenges I hear from leaders in your space every day.

SOC 2 for Enterprise Sales

Enterprise banks and fintechs require SOC 2 Type II. Without it, deals stall in security review.

Regulatory Maze

PCI DSS, SOX, state money transmitter laws, SEC/FINRA requirements — the compliance landscape is overwhelming.

Security as Sales Enabler

Your security program should close deals, not slow them down. Security questionnaires pile up.

Fast-Moving Attack Surface

APIs, integrations, and third-party fintech connections create rapidly expanding risk.

Fintech & Financial Services Track Record

Proven Results in Your Industry

Numbers that speak to my experience working with fintech & financial services organizations.

0+

Fintech Clients

0M+

Pipeline Unblocked

0mo

Avg. SOC 2 Timeline

0%

Audit Pass Rate

How I Can Help

Tailored solutions based on 20+ years of security experience.

SOC 2 Certification

End-to-end SOC 2 readiness and certification support, from scoping through audit.

  • Gap assessment
  • Control implementation
  • Evidence collection
  • Auditor management

Fintech Security Program

Right-sized security programs that satisfy regulators without slowing down product.

  • Risk assessment
  • Security policies
  • Vendor management
  • Board reporting

Security Questionnaire Support

Turn security reviews from blockers into deal accelerators.

  • Questionnaire response
  • Trust center setup
  • Pre-sales security support
Client Success Story
We were stuck in security review with three major bank partners for months. Adil came in, built our SOC 2 program, and within 8 months we went from zero compliance to Type II certified. Those partnerships are now our largest revenue source.
SOC 2 Type II in 8 months, $15M in pipeline unblocked
MT

Michael Torres

CEO, Series B Fintech

Proven Results

Fintech & Financial Services Success Story

Real outcomes from companies in your industry.

Client

Series B Fintech Platform

8 mo
To SOC 2 Type II
$15M
Pipeline Unblocked
3
Bank Partnerships
Zero
Exceptions

Key Outcome

SOC 2 Type II in 8 months, unblocked $15M in pipeline deals with major banks

Built SOC 2 program from scratch during rapid growth phase
Implemented security controls without slowing product velocity
Created bank-ready security documentation and policies
Established security questionnaire response process
Trained engineering team on secure development practices
Set up continuous compliance monitoring with automated evidence
Common Questions

Fintech & Financial Services Security FAQs

Answers to the questions I hear most often from fintech & financial services leaders.

Realistically, 6-12 months from start to certified report. Type I (point-in-time) can be achieved in 4-6 months, but banks increasingly require Type II which needs a 3-6 month observation period after controls are in place. I help you start the clock early while building the program in parallel.
It depends on your business model. If you handle card data directly, PCI DSS is mandatory. SOC 2 is about demonstrating your overall security program to enterprise customers. Many fintechs need both. The good news is there's significant control overlap, and I can help you build one integrated program.
State MTL requirements increasingly include cybersecurity provisions. Many states reference NYDFS cybersecurity regulations as a model. I help fintechs build security programs that satisfy both SOC 2 requirements and the emerging state regulatory landscape.
Security shouldn't slow you down. I design programs that scale with your growth - implementing automation, building security into your SDLC, and creating processes that work at 10 engineers or 100. The key is getting the foundations right early.
This is actually a common starting point for my engagements. I can help you triage existing questionnaire failures, prioritize quick wins, and create a roadmap to pass future reviews. Many clients go from failing reviews to having security as a competitive advantage within 6-9 months.

Ready to Secure Your Fintech & Financial Services Business?

Let's discuss your specific challenges and how I can help you build a security program that enables growth, satisfies customers, and passes audits.

✓ 20+ Years Experience✓ Fortune 500 Background✓ 100% Audit Pass Rate